TYBFM Sem 5 Syllabus: Regulation of Securities Market

securities market

If you are looking for TYBFM Sem 5 Syllabus of Regulation of Securities Market, then your search ends here as we present the main units, chapters and topics covered in each unit.


Unit – I : Overview of Indian Securities Market

  • Nature of Savings & Investment

  • Profile of Indian Investor

  • Factors affecting Investments decision of an Indian Investor

Unit -II : Need for Regulating Securities Markets in India

  • Protection to retail investor

  • Vanishing companies of nineties

  • Pricing of IPO’s & possible economic offences

Unit – III : Legislations Governing the Securities Markets

  • Companies Act 1956

  • Securities contracts Regulation Act

  • SEBI Act

  • Depositors Act

  • Insurance Act

  • Special regulatory requirements of derivatives market

Unit – IV : Regulatory Bodies

  • Department of Company affairs

  • Department of Economics affairs

  • SEBI

  • RBI

  • IRDA (www.irda.gov.in)

  • Need for self regulation

About BFM team

We, at BFM.co.in, believe in sharing knowledge and giving quality information to our BFM students. We are here to provide and update you with all the details required by you BFMites!
No comments yet.

Leave a Reply

WhatsApp chat