If you are looking for TYBFM Sem 5 Syllabus of Regulation of Securities Market, then your search ends here as we present the main units, chapters and topics covered in each unit.
REGULATION OF SECURITIES MARKET
Unit – I : Overview of Indian Securities Market
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Nature of Savings & Investment
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Profile of Indian Investor
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Factors affecting Investments decision of an Indian Investor
Unit -II : Need for Regulating Securities Markets in India
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Protection to retail investor
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Vanishing companies of nineties
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Pricing of IPO’s & possible economic offences
Unit – III : Legislations Governing the Securities Markets
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Companies Act 1956
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Securities contracts Regulation Act
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SEBI Act
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Depositors Act
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Insurance Act
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Special regulatory requirements of derivatives market
Unit – IV : Regulatory Bodies
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Department of Company affairs
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Department of Economics affairs
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SEBI
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RBI
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IRDA (www.irda.gov.in)
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Need for self regulation
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