TYBFM Sem 5 Syllabus: Regulation of Securities Market

securities market

If you are looking for TYBFM Sem 5 Syllabus of Regulation of Securities Market, then your search ends here as we present the main units, chapters and topics covered in each unit.

REGULATION OF SECURITIES MARKET

Unit – I : Overview of Indian Securities Market

  • Nature of Savings & Investment

  • Profile of Indian Investor

  • Factors affecting Investments decision of an Indian Investor

Unit -II : Need for Regulating Securities Markets in India

  • Protection to retail investor

  • Vanishing companies of nineties

  • Pricing of IPO’s & possible economic offences

Unit – III : Legislations Governing the Securities Markets

  • Companies Act 1956

  • Securities contracts Regulation Act

  • SEBI Act

  • Depositors Act

  • Insurance Act

  • Special regulatory requirements of derivatives market

Unit – IV : Regulatory Bodies

  • Department of Company affairs

  • Department of Economics affairs

  • SEBI

  • RBI

  • IRDA (www.irda.gov.in)

  • Need for self regulation

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