TYBFM Sem 5 Syllabus: Regulation of Securities Market

If you are looking for TYBFM Sem 5 Syllabus of Regulation of Securities Market, then your search ends here as we present the main units, chapters and topics covered in each unit.

REGULATION OF SECURITIES MARKET

Unit – I : Overview of Indian Securities Market

• Nature of Savings & Investment

• Profile of Indian Investor

• Factors affecting Investments decision of an Indian Investor

Unit -II : Need for Regulating Securities Markets in India

• Protection to retail investor

• Vanishing companies of nineties

• Pricing of IPO’s & possible economic offences

Unit – III : Legislations Governing the Securities Markets

• Companies Act 1956

• Securities contracts Regulation Act

• SEBI Act

• Depositors Act

• Insurance Act

• Special regulatory requirements of derivatives market

Unit – IV : Regulatory Bodies

• Department of Company affairs

• Department of Economics affairs

• SEBI

• RBI

• IRDA (www.irda.gov.in)

• Need for self regulation